Top financial brokers in the USA
| Company Name | Country | City | Address 1 | State/Province | Postal Code | Website | Founding Year | Yearly Revenue in U.S. Dollars | Employees Total | Business Legal Type - Description | Number of Companies in Group | Company Registration Number | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | The Goldman Sachs Group INC | USA | New York City | 200 West St | New York | 10282 | goldmansachs.***** | 1998 | $125,097,000,000 | 46,530 | Corporation | 519 | 2923466 |
| 2 | Morgan Stanley | USA | New York City | 1585 Broadway | New York | 10036 | morganstanley.***** | 1981 | $119,662,000,000 | 80,000 | Corporation | 1698 | 0923632 |
| 3 | Galaxy Digital INC. | USA | New York City | 107 Grand St Fl 7 | New York | 10013 | N/A | N/A | $61,355,667,000 | 7 | N/A | N/A | |
| 4 | The Charles Schwab CORPORATION | USA | Westlake | 3000 Schwab Way | Denton | 76262 | schwab.***** | 1986 | $23,921,000,000 | 32,100 | Corporation | 1270 | 2108673 |
| 5 | Lpl Financial Holdings INC. | USA | San Diego | 4707 Executive Dr | San Diego | 92121 | lpl.***** | 1989 | $16,989,479,000 | 9,911 | Corporation | 757 | 4050142 |
| 6 | Jones Financial Companies, L.l.l.p. | USA | Des Peres | 12555 Manchester Rd | St. Louis County | 63131 | edwardjones.***** | 1987 | $16,257,000,000 | 55,000 | Partnership of unknown type | 15312 | LP0000443 |
| 7 | Charles Schwab & CO., INC. | USA | Westlake | 3000 Schwab Way | Denton | 76262 | schwab.***** | 1987 | $16,161,000,000 | 5,000 | Corporation | 1270 | N/A |
| 8 | Raymond James Financial, INC. | USA | St. Petersburg | 880 Carillon Pkwy | Pinellas | 33716 | raymondjames.***** | 1962 | $15,912,000,000 | 19,500 | Corporation | 3243 | 444750 |
| 9 | Morgan Stanley & CO. LLC | USA | New York City | 1585 Broadway | New York | 10036 | morganstanley.***** | 1935 | $14,100,430,827 | 27,838 | Corporation | 1698 | 0735211 |
| 10 | Goldman Sachs & CO. LLC | USA | New York City | 200 West St | New York | 10282 | goldmansachs.***** | 1991 | $11,910,780,700 | 32,400 | Corporation | 519 | 1560743 |
| 11 | Jefferies Financial Group INC. | USA | New York City | 520 Madison Ave | New York | 10022 | jefferies.***** | 1962 | $10,823,677,000 | 7,787 | Corporation | 257 | 223833 |
| 12 | Interactive Brokers Group, INC. | USA | Greenwich | 1 Pickwick Plz | Fairfield | 06830 | interactivebrokers.***** | 1977 | $10,424,000,000 | 2,998 | Corporation | 47 | 4251887 |
| 13 | The Charles Schwab Family Of Funds | USA | San Francisco | 211 Main St | San Francisco | 94105 | schwab.***** | 2021 | $7,651,350,396 | 5 | Corporation | 1270 | N/A |
| 14 | Stifel Financial CORP. | USA | Saint Louis | 501 N Broadway | St. Louis City | 63102 | stifel.***** | 1890 | $6,347,533,000 | 9,000 | Corporation | 550 | 0929371 |
| 15 | Ubs Securities LLC | USA | New York City | 11 Madison Ave | New York | 10010 | credit-suisse.***** | 1996 | $5,965,617,478 | 4,300 | Corporation | 1842 | 2561817 |
| 16 | Raymond James & Associates INC | USA | St. Petersburg | 880 Carillon Pkwy | Pinellas | 33716 | raymondjames.***** | 1974 | $5,331,000,000 | 10,000 | Corporation | 3243 | 341815 |
| 17 | Cboe Global Markets, INC. | USA | Chicago | 433 W van Buren St | Cook | 60607 | cboe.***** | 1973 | $4,714,200,000 | 1,685 | Corporation | 38 | 4205301 |
| 18 | Evercore INC. | USA | New York City | 55 E 52nd St Fl 38 | New York | 10055 | evercore.***** | 1995 | $3,855,820,000 | 2,380 | Corporation | 57 | 4006016 |
| 19 | Virtu Financial, INC. | USA | New York City | 1633 Broadway | New York | 10019 | virtu.***** | 2008 | $3,632,118,000 | 969 | Corporation | 47 | 5417315 |
| 20 | Cantor Fitzgerald L P | USA | New York City | 499 Park Ave | New York | 10022 | cantor.***** | 1992 | $3,316,674,551 | 7,500 | Partnership of unknown type | 495 | 2310515 |
| 21 | Western & Southern Mutual Holding Company | USA | Cincinnati | 400 Broadway St | Hamilton | 45202 | westernsouthern.***** | 2000 | $3,302,147,000 | 4,000 | Corporation | 195 | 1181732 |
| 22 | Citigroup Global Markets Holdings INC. | USA | New York City | 388 Greenwich St | New York | 10013 | citigroup.***** | 1997 | $3,251,368,280 | 39,000 | Corporation | 7179 | 424942 |
| 23 | Navient CORPORATION | USA | Herndon | 13865 Sunrise Valley Dr Ste 110 | Fairfax County | 20171 | navient.***** | 1973 | $3,199,000,000 | 2,100 | Corporation | 48 | 5427680 |
| 24 | Bgc Group, INC. | USA | New York City | 499 Park Ave | New York | 10022 | bgcpartners.***** | 2023 | $2,941,460,000 | 4,011 | Corporation | 304 | 5570842 |
| 25 | H.I.G. Capital, L.L.C. | USA | Miami | 1450 Brickell Ave Fl 31 | Miami-dade | 33131 | hig.***** | 1998 | $2,812,407,752 | 3,371 | Corporation | 640 | 0451057696 |
Showing 25 of 79,162 companies
Request Free SampleFinancial brokers in the USA by state
79,162 financial brokers across 37 US states. Hover any state to see its share of the US financial brokers market.
Financial brokers in the USA by employee size
| Bracket | Companies | Share |
|---|---|---|
| 1-4 | 65,182 | |
| 5-9 | 7,623 | |
| 10-19 | 2,861 | |
| 20-49 | 1,704 | |
| 50-99 | 920 | |
| 100-199 | 436 | |
| 200-499 | 195 | |
| 0 or Unknown | 98 | |
| 500-999 | 75 | |
| 1.000-4.999 | 58 | |
| 5.000-9.999 | 8 | |
| 10.000+ | 2 |
Financial brokers in the USA by revenue
| Bracket | Companies | Share |
|---|---|---|
| 100.001 to 499.999 | 38,027 | |
| 0 or Unknown | 25,803 | |
| 1 to 100.000 | 8,948 | |
| 1.000.000 to 4.999.999 | 2,975 | |
| 500.000 to 999.999 | 2,608 | |
| 10.000.000 to 49.999.999 | 296 | |
| 5.000.000 to 9.999.999 | 290 | |
| 100.000.000 to 499.999.999 | 77 | |
| 50.000.000 to 99.999.999 | 73 | |
| 1.000.000.000 or more | 50 | |
| 500.000.000 to 999.999.999 | 15 |
SIC and industry classification for US financial brokers
US financial brokers fall under the Finance SIC division. The primary US SIC 1987 code is 6211: Security Brokers. The list above covers every active US company tagged with this code plus closely related codes, so the state and revenue breakdowns reflect the entire sector rather than a sample.
Closely related business services
Frequently asked questions about financial brokers in the USA
Our database tracks 79,162 active financial brokers across all 50 US states, sourced from Secretary of State filings and verified monthly. The exact count changes as firms register, dissolve and merge. The figure on this page reflects the most recent monthly refresh.
The state with the most financial brokers is NEW YORK, followed by California, Texas, Florida and New York. The full state breakdown above shows the share each US state holds, with deeplinks to drill into a single-state directory.
US financial brokers are primarily covered by SIC 1987 code 6211 (Security Brokers). The list above covers every active US company tagged with this code plus closely related codes. The platform link beside each result also lets you filter by sub-code or by NAICS if you prefer.
Yes. Apply your filters (state, size, revenue, etc.) on the platform, preview the result on screen, then export the full filtered list as CSV or Excel. Larger exports (10k+ rows) are delivered by email link. Request a free sample first if you want to evaluate the data before you buy.
Every record includes the firm name, full business address, primary phone, business email (where available), website, employee size, revenue band, founding year and primary SIC / NAICS classification. Records are enriched from the US business register and re-verified monthly.
Monthly. Each refresh removes firms that have dissolved and adds new registrations from the latest Secretary of State filings. The "Last updated" line at the top of this page shows the most recent refresh date.
37 US states have at least one active financial broker in our database. The state with most financial brokers is NEW YORK, followed by California, Texas, Florida and New York. Use the interactive state map above to compare any two states by share of the US financial brokers market.
